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Brent Alan Wieck

MMA Securities LLC

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About Brent Alan Wieck

Brent Alan Wieck is an investment advisor representative with MMA Securities LLC. Brent has been in the securities industry since March 2, 2007. Brent has a Series 65 license and a Series 66 license. Brent is registered with FINRA and the state of Kansas. Brent also has experience with Mutual of Omaha Investor Services, Inc. and TD Ameritrade, Inc.. Brent has a strong background in providing advisory services to retirement plan participants. Brent is a minority owner in a family farm and has no duties or activities related to the farm. Brent specializes in providing financial planning services to individuals, businesses and pension plans. Brent is also a registered representative for MMA Securities LLC and is licensed to sell securities in several states.

Firm Information

Brent Wieck is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Brent Wieck’s Registration & Firm History

KS

01/20/2023 - Present

MMA Securities LLC (Leawood KS)

NE

09/11/2012 - 04/21/2022

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

NE

12/19/2011 - 08/28/2012

TD AMERITRADE, INC. (OMAHA NE)

NE

05/12/2008 - 12/23/2011

MML INVESTORS SERVICES, LLC (OMAHA NE)

NE

08/29/2006 - 04/22/2008

SECURIAN FINANCIAL SERVICES, INC. (OMAHA NE)

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Licenses & Designations

IA

Issued 01/20/2023

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 08/18/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brent Alan Wieck.
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