Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Alan Swalley is a financial professional registered with Northwestern Mutual Investment Services, LLC. Brent is located in Carmel, Indiana and has been in the industry since 2024. Brent holds licenses for Series 63, Series 6TO, and the SIE. Brent's primary area of focus is on Northwestern Mutual Investment Services, LLC, providing investment advice and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
08/05/2024 - Present
Northwestern Mutual Investment Services, LLC (Carmel IN)
BC
Issued 08/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/28/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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