Unclaimed
Brent Klopfenstein has been in the financial services industry since 1986. Currently, Brent is registered with The O.n. Equity Sales Co. in Texas, Indiana, and Ohio. Brent has prior experience at Sunset Financial Services, Inc., WMA Securities, Inc., The Paul Revere Variable Annuity Insurance Company, Equico Securities, Inc., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/02/2004 - Present
THE O.n. Equity Sales Co. (DALLAS TX)
MO
02/09/2000 - 04/09/2004
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
GA
12/13/1999 - 02/08/2000
WMA SECURITIES, INC. (DULUTH GA)
GA
01/23/1998 - 09/27/1999
WMA SECURITIES, INC. (DULUTH GA)
MA
03/19/1990 - 05/13/1997
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY (WORCESTER MA)
NY
10/30/1984 - 04/04/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/30/1984 - 04/04/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 12/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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