Unclaimed
Brent A. Shillington is a financial professional registered with Securities Management & Research, Inc. Brent has been in the industry since August 25, 2017. Brent has passed the Series 7, Series 99, and SIE exams. Brent is currently registered in Iowa with Securities Management & Research, Inc. and with Berthel, Fisher & Co. Financial Services, Inc., also in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
09/24/2018 - Present
Securities Management & Research, Inc. (CEDAR RAPIDS IA)
BC
Issued 01/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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