Unclaimed
Brent A. Ritchey is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Milwaukee, WI. Brent has been in the financial industry since 2003, and has experience working with both individuals and businesses. Brent also has a strong background in investment research and referrals to other advisors, providing a holistic approach to financial planning. He holds a Series 7, 66, and 24 license, and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
09/30/2005 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
08/12/2003 - 08/05/2005
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 11/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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