Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Niswander is a financial advisor with Credit Union Investment Services located in Raleigh, NC. Brent has been in the industry since 2009 and is registered to provide investment advice and securities in North Carolina. Brent holds the Series 6, 7, and 63 licenses as well as the SIE exam. Brent's experience spans several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, LPL Financial LLC, and State Farm VP Management Corp. Brent provides financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
06/01/2023 - Present
Credit Union Investment Services (Raleigh NC)
NC
05/05/2022 - 05/30/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
NC
12/06/2020 - 12/11/2021
J.P. MORGAN SECURITIES LLC (Garner NC)
NC
11/12/2014 - 10/29/2020
LPL FINANCIAL LLC (BURLINGTON NC)
IL
05/27/2014 - 11/24/2014
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
PA
12/17/2012 - 03/21/2014
PNC INVESTMENTS (PITTSBURGH PA)
NC
10/24/2011 - 10/18/2012
FIFTH THIRD SECURITIES, INC. (RALEIGH NC)
NC
06/01/2009 - 05/24/2010
MORGAN STANLEY SMITH BARNEY (RALEIGH NC)
NC
12/05/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RALEIGH NC)
NC
08/22/2007 - 12/04/2007
WACHOVIA SECURITIES, LLC (RALEIGH NC)
IA
Issued 03/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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