Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brent? Claim Your ProfileBrent Jacobs is a financial advisor with over 20 years of experience in the financial services industry. Brent is registered with Wells Fargo Clearing Services, LLC, and has been with the firm since May 2019. Prior to that, Brent was employed by Morgan Stanley and Citigroup Global Markets Inc. Brent holds Series 7 and 66 licenses, as well as the SIE exam. Brent is licensed in several states and specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/14/2023 - Present
Wells Fargo Clearing Services, LLC (OXNARD CA)
CA
06/01/2009 - 05/21/2019
MORGAN STANLEY (OXNARD CA)
CA
03/04/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OXNARD CA)
CA
09/24/2001 - 03/16/2009
UBS FINANCIAL SERVICES INC. (OXNARD CA)
BOTH
Issued 11/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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