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Breno Bastos

Fidelity Brokerage Services LLC

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About Breno Bastos

Breno Bastos is a financial professional with over two years of experience in the industry. Breno is currently registered with Fidelity Brokerage Services LLC. Prior to joining Fidelity, Breno was affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Atlanta, GA. Breno is a Series 7, Series 66, and SIE licensed professional.

Firm Information

Breno Bastos is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Breno Bastos’s Registration & Firm History

TX

05/20/2021 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

GA

11/13/2020 - 04/26/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 12/15/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/06/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Breno Bastos.
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