Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brennon? Claim Your ProfileBrennon Mills is a financial advisor with over 7 years of experience in the industry. Brennon is registered to provide investment advice in 53 states and the District of Columbia and is also a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Brennon has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2016. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Brennon worked at Edward Jones. Brennon has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/09/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RALEIGH NC)
NC
05/11/2015 - 06/16/2016
EDWARD JONES (FUQUAY-VARINA NC)
BOTH
Issued 05/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/27/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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