Unclaimed
Brennin Kroog is a financial professional with over 13 years of experience in the industry. Brennin is currently registered with Lazard Freres & Co. LLC in New York, NY. Prior to joining Lazard Freres & Co. LLC, Brennin was employed at Keefe, Bruyette & Woods, Inc. and Northwestern Mutual Investment Services, LLC. Brennin holds several licenses including Series 7, 24, 63, 79 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/24/2013 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
11/29/2010 - 05/21/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
01/11/2008 - 01/29/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COMMACK NY)
BC
Issued 03/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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