Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brennan? Claim Your ProfileBrennan Nacol is a financial advisor with over 20 years of experience in the industry. Brennan has held positions at a number of firms, including RBC Capital Markets Corporation, RBC Dain Rauscher Inc., Heartland Securities Corp., and J.P. Morgan Securities Inc. Brennan is currently registered with Finalis Securities LLC. Brennan is licensed to sell securities in Texas and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/23/2023 - Present
Finalis Securities LLC (New York NY)
TX
06/16/2022 - 07/28/2023
CVEX MARKETS LLC (AUSTIN TX)
NY
02/06/2004 - 01/03/2005
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
06/19/2003 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NJ
01/07/2003 - 06/04/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
NY
11/05/2002 - 12/16/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 09/25/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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