Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brennan? Claim Your ProfileBrennan John Warble is a financial advisor with over 28 years of experience in the financial services industry. Brennan is currently registered with Ba Securities, LLC and is licensed in California, Connecticut, New York, Pennsylvania, and Rhode Island. Prior to joining Ba Securities, LLC, Brennan was employed by Liquidnet, Inc., Citigroup Global Markets Inc., Citadel Securities LLC, Banc of America Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brennan holds FINRA Series 7, 9, 10, 23, 24, 55, 57TO and 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
11/13/2020 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
CA
08/19/2013 - 01/16/2019
LIQUIDNET, INC. (ENCINITAS CA)
NY
03/30/2011 - 03/06/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/30/2009 - 11/10/2010
CITADEL SECURITIES LLC (NEW YORK NY)
NY
01/02/2009 - 06/18/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/21/1991 - 06/18/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/11/2005
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 01/06/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/28/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/18/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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