Unclaimed
Brennan James Turner is a financial advisor registered with Raymond James & Associates, Inc.. Brennan James Turner has been in the securities industry for over 10 years. Brennan James Turner has passed the Series 6, Series 7, Series 63 and Series 66 examinations. Brennan James Turner is also registered as an investment advisor representative in California and Texas. Prior to joining Raymond James & Associates, Inc., Brennan James Turner worked for Wells Fargo Clearing Services, LLC and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/15/2020 - Present
Raymond James & Associates, Inc. (WESTLAKE VILLAGE CA)
CA
05/02/2017 - 08/21/2020
WELLS FARGO CLEARING SERVICES, LLC (WESTLAKE VILLAGE CA)
NJ
06/21/2016 - 02/27/2017
PRUCO SECURITIES, LLC. (NEWARK NJ)
CA
08/31/2013 - 03/01/2016
AIG CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
BOTH
Issued 05/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/30/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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