Unclaimed
Brennan Leong is a financial professional with over 4 years of experience in the industry. Brennan holds the Series 63, Series 66, Series 7TO, SIE, and Series 7 licenses. Currently, Brennan is registered with Blackrock Investments, LLC in California and is active in the Broker-Dealer channel. Brennan was previously registered with RBC Capital Markets, LLC in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/30/2023 - Present
Blackrock Investments, LLC (SAN FRANCISCO CA)
MN
08/29/2017 - 02/24/2021
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
BC
Issued 06/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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