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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brennan? Claim Your ProfileBrennan Lane is an active financial advisor with UBS Financial Services Inc., a large brokerage firm, and has been in the financial industry since 2017. Brennan holds licenses in the states of Florida and Minnesota, and specializes in a variety of investment areas. Brennan has previous experience with Sorrento Pacific Financial, LLC, a smaller firm, where he served as a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/08/2019 - Present
UBS Financial Services Inc. (St. Petersburg FL)
MN
11/24/2017 - 02/28/2019
SORRENTO PACIFIC FINANCIAL, LLC (MANKATO MN)
IA
Issued 10/10/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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