Unclaimed
Brenna Marie Cummings is a financial professional with over 15 years of experience in the industry. Brenna is currently a registered representative with BTIG, LLC, a broker-dealer, and holds a Series 7, 24, 55, 57TO, and 79 license. Brenna previously worked with JMP Securities LLC, and is registered in over 30 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/24/2017 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
11/26/2007 - 07/13/2017
JMP SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 02/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/15/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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