Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brenna? Claim Your ProfileBrenna Sullivan is a financial advisor with Robert W. Baird & Co. Inc. Brenna has been in the financial services industry since December 5, 2017. Brenna is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, and SIE licenses. Brenna's previous experience includes working with Northwestern Mutual Investment Services, LLC and Vanguard Marketing Corporation. Brenna is located in Charlotte, North Carolina and is currently registered in North Carolina, West Virginia and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
05/19/2022 - Present
Robert W. Baird & Co. Inc. (CHARLOTTE NC)
NC
10/29/2021 - 05/17/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)
NC
02/22/2018 - 09/08/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)
NC
10/02/2017 - 02/07/2018
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 09/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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