Unclaimed
Brendt Becker is a financial advisor with Ameriprise Financial Services, LLC, based in Stuart, Florida. Brendt has over 20 years of experience in the financial services industry. Brendt is registered with the state of Florida, Texas, and other states. Brendt has a Series 6, 7, 63, and 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/18/2016 - Present
Ameriprise Financial Services, LLC (STUART FL)
MN
10/20/2011 - 10/03/2016
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
NJ
05/10/2010 - 09/29/2011
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
PA
08/03/2005 - 05/03/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
NY
12/06/2004 - 07/20/2005
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
OH
11/27/2002 - 09/01/2004
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
CT
06/13/2002 - 11/22/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NY
11/14/2000 - 01/31/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IN
06/01/1998 - 10/04/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
06/03/1994 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 11/18/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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