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Brendon W Elliot

Nylife Securities LLC

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About Brendon W Elliot

Brendon Elliot is a financial advisor with Nylife Securities LLC. Brendon is registered with FINRA and has been in the securities industry since May 24, 2011. Brendon is licensed in 17 states, including California, Florida, and Massachusetts. Brendon holds the Series 6, Series 63, and SIE licenses.

Firm Information

Brendon Elliot is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendon Elliot’s Registration & Firm History

MA

08/25/2011 - Present

Nylife Securities LLC (PLYMOUTH MA)

MA

10/21/2010 - 01/20/2011

NYLIFE SECURITIES LLC (WALTHAM MA)

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Licenses & Designations

BC

Issued 03/22/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brendon W Elliot. Review regulatory record here.
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