Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendon? Claim Your ProfileBrendon O. Moore is an investment advisor representative with LPL Financial LLC in Glastonbury, Connecticut. Brendon has been in the financial services industry since 2003. Brendon is licensed to provide investment advice in Connecticut, Texas and other states. Brendon's prior experience includes working with VOYA Financial Advisors, INC., ING Financial Advisors, LLC, Hartford Investment Financial Services, LLC and Hartford Equity Sales Company INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/18/2021 - Present
LPL Financial LLC (GLASTONBURY CT)
CT
01/03/2011 - 08/31/2018
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
03/24/2010 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
PA
10/04/2006 - 03/23/2010
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
CT
12/08/2004 - 03/23/2010
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NY
10/31/2003 - 10/07/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/18/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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