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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendon? Claim Your ProfileBrendon Clarke Hutchins is a financial advisor with UBS Financial Services Inc. based in SPRINGFIELD, MA. Brendon has been in the financial services industry since 1994 and is registered with both the BrokerCheck and the Investment Adviser Public Disclosure (IAPD) systems. Brendon also holds the following licenses and certifications: Series 6, Series 7, Series 63, Series 65, and the Securities Industry Essentials (SIE) exam. Brendon has experience with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. He also specializes in providing financial planning, portfolio management, and pension consulting services. Prior to joining UBS, Brendon worked for St. Germain Securities, Inc. and Quick & Reilly, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
02/18/2020 - Present
UBS Financial Services Inc. (SPRINGFIELD MA)
MA
11/01/2010 - 11/29/2013
ST. GERMAIN SECURITIES, INC. (SPRINGFIELD MA)
CT
10/28/2003 - 10/25/2010
ST. GERMAIN SECURITIES, INC. (HARTFORD CT)
NY
12/18/2001 - 09/22/2003
QUICK & REILLY, INC. (NEW YORK NY)
RI
08/03/1994 - 11/26/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 07/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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