Unclaimed
Brenden Scott Flora is an active investment advisor representative registered in 18 states. Brenden is registered with Northwestern Mutual Investment Services, LLC. Brenden has been working in the financial services industry since 2018. Brenden holds the Series 6, Series 63 and SIE licenses. Brenden's registration with the firm began in February 2018. Brenden is currently located in Richmond, VA and works out of the firm's office located in Richmond, VA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
02/05/2018 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
BC
Issued 05/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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