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Brendan William Lake

Vigilant Distributors, LLC

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About Brendan William Lake

Brendan William Lake is a financial professional who has been active in the industry since August 8, 1997. Brendan is currently registered with Vigilant Distributors, LLC and holds licenses for both securities and investment advisory services. Brendan previously worked with FNEX CAPITAL, LLC, CV BROKERAGE, INC, SOURCE CAPITAL GROUP, INC., MID-MARKET SECURITIES, LLC, ALLIED BEACON PARTNERS, INC., AMERICAN BEACON PARTNERS, INC., PROFESSIONAL FUNDS DISTRIBUTOR, LLC, THOMASLLOYD CAPITAL LLC, HARTFORD EQUITY SALES COMPANY INC., and PLANCO FINANCIAL SERVICES, INC.

Firm Information

Brendan Lake is currently registered with Vigilant Distributors, LLC. Vigilant Distributors, LLC is a Limited Liability Company formed in June 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan Lake’s Registration & Firm History

PA

01/28/2021 - Present

Vigilant Distributors, LLC (West Conshohocken PA)

IN

10/09/2018 - 01/04/2021

FNEX CAPITAL, LLC (INDIANAPOLIS IN)

NJ

01/19/2017 - 10/04/2018

CV BROKERAGE, INC (WILLIAMSTOWN NJ)

PA

04/18/2013 - 12/31/2016

SOURCE CAPITAL GROUP, INC. (CONSHOHOCKEN PA)

NY

03/02/2012 - 04/18/2013

MID-MARKET SECURITIES, LLC (MOUNT KISCO NY)

VA

02/22/2011 - 09/20/2011

ALLIED BEACON PARTNERS, INC. (RICHMOND VA)

WI

10/17/2008 - 02/22/2011

AMERICAN BEACON PARTNERS, INC. (EAU CLAIRE WI)

ME

06/27/2007 - 07/17/2008

PROFESSIONAL FUNDS DISTRIBUTOR, LLC (PORTLAND ME)

NY

05/10/2006 - 06/22/2007

THOMASLLOYD CAPITAL LLC (PLEASANTVILLE NY)

CT

06/25/2002 - 07/30/2005

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CT

07/18/1994 - 07/07/2000

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 03/08/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/23/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2005

Series 7 - General Securities Representative Examination

BC

Issued 07/15/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan William Lake.
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