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Brendan William Cummins

Noble Capital Markets, Inc.

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About Brendan William Cummins

Brendan Cummins has been in the financial services industry since November 29, 2001. Brendan currently works at Noble Capital Markets, Inc. where Brendan has been employed since February 2, 2021. Prior to that, Brendan worked at ADVISORY GROUP EQUITY SERVICES LTD. and SOURCE CAPITAL GROUP, INC. among other firms. Brendan is licensed to sell securities in 16 states and has passed the Series 7, Series 24, Series 55, Series 57TO and SIE exams.

Firm Information

Brendan Cummins is currently registered with Noble Capital Markets, Inc.. Noble Capital Markets, Inc. is a corporation formed on September 21, 1984. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan Cummins’s Registration & Firm History

CT

02/02/2021 - Present

Noble Capital Markets, Inc. (Westport CT)

CT

04/21/2017 - 02/02/2021

ADVISORY GROUP EQUITY SERVICES LTD. (Westport CT)

CT

02/14/2014 - 04/24/2017

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

NY

03/14/2013 - 06/20/2013

COWEN CAPITAL LLC (NEW YORK NY)

NY

07/12/2011 - 06/20/2013

COWEN AND COMPANY (NEW YORK NY)

CT

07/17/2009 - 12/15/2010

WEEDEN & CO.L.P. (GREENWICH CT)

NY

06/08/2009 - 12/15/2010

PRAGMA SECURITIES LLC (NEW YORK NY)

NY

08/18/2000 - 05/15/2009

ITG INC. (RYE BROOK NY)

NY

09/26/2000 - 08/25/2004

ALTERNET SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan William Cummins.
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