Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Roche is a financial professional registered with HSBC Securities (USA) Inc. Brendan has been active in the financial industry since 2021, focusing on investment banking. Brendan is licensed to provide investment advisory services in 53 states and holds Series 63, SIE and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
05/31/2021 - Present
Hsbc Securities (usa) Inc. (BOSTON MA)
BC
Issued 06/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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