Unclaimed
Brendan Trent Guingrich is a financial advisor in Peoria, Illinois. Brendan is registered with Country Capital Management Co. and has been in the industry since January 29, 2013. Brendan has been a registered representative since August 14, 2014, with licenses for Series 6, Series 7, Series 63, and Series 66. Brendan has passed the Securities Industry Essentials Exam (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/14/2014 - Present
Country Capital Management Co. (Peoria IL)
IL
08/30/2007 - 03/12/2009
LPL FINANCIAL CORPORATION (PEORIA IL)
BC
Issued 10/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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