Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Thomas Smith is an investment advisor representative at Exencial Wealth Advisors. Brendan has been in the industry since 1996 and has a wide range of experience working with a diverse clientele including high-net-worth individuals, corporations, and charitable organizations. Brendan is a Certified Financial Planner and holds licenses in multiple states, including California, Connecticut, Florida, Massachusetts, North Carolina, Oklahoma, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Revenue sharing arrangement
1
2
OK
02/13/2024 - Present
Exencial Wealth Advisors (OKLAHOMA CITY OK)
CT
06/16/2008 - 09/20/2019
PURSHE KAPLAN STERLING INVESTMENTS (GUILFORD CT)
CT
05/06/1999 - 06/17/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (GUILFORD CT)
IA
Issued 09/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Brendan Smith is the right advisor for you? Invested Better is here to help.
