Unclaimed
Brendan Thomas Shea is a financial advisor currently registered with Lazard Freres & Co. LLC in New York, New York. Brendan has been in the industry since August 16, 2017 and has a Series 63, SIE and Series 79. Brendan was previously employed by BMO Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/30/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
08/12/2017 - 01/24/2022
BMO CAPITAL MARKETS CORP. (New York NY)
BC
Issued 08/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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