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Brendan Thomas Hughes

Btig, LLC

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About Brendan Thomas Hughes

Brendan Hughes is a financial professional with over 25 years of experience in the industry. Brendan has held various roles at prominent financial institutions, including Citigroup Global Markets Inc. Brendan currently holds a position with Btig, LLC and is registered with the following securities regulators: FINRA, and the states of California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. Brendan has successfully completed several industry exams, including Series 7, Series 24, and Series 55.

Firm Information

Brendan Hughes is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan Hughes’s Registration & Firm History

MA

05/18/2009 - Present

Btig, LLC (BOSTON MA)

NY

11/26/1996 - 05/21/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/12/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brendan Thomas Hughes.
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