Unclaimed
Brendan Hughes is a financial professional with over 25 years of experience in the industry. Brendan has held various roles at prominent financial institutions, including Citigroup Global Markets Inc. Brendan currently holds a position with Btig, LLC and is registered with the following securities regulators: FINRA, and the states of California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. Brendan has successfully completed several industry exams, including Series 7, Series 24, and Series 55.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/18/2009 - Present
Btig, LLC (BOSTON MA)
NY
11/26/1996 - 05/21/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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