Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Smith is a registered representative with TD Securities (usa) LLC. Brendan is a Series 86, 87, and SIE licensed professional and has been in the industry for over 4 years. Brendan also holds a Series 63 license. Brendan has previously worked with Cowen and Company, a registered broker-dealer. Brendan is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
03/14/2020 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 07/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/18/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Brendan Smith is the right advisor for you? Invested Better is here to help.
