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Brendan Sean McCormick

Foreside Fund Services, LLC

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About Brendan Sean McCormick

Brendan McCormick is a financial professional registered with Foreside Fund Services, LLC. Brendan is registered with the following securities authorities: FINRA, Connecticut, Maine, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, Vermont. Brendan has passed the Series 63, Series 7TO, and SIE exams.

Firm Information

Brendan McCormick is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan McCormick’s Registration & Firm History

NJ

07/31/2023 - Present

Foreside Fund Services, LLC (Newark NJ)

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Licenses & Designations

BC

Issued 06/26/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/05/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan Sean McCormick.
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