Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Roche is a financial professional with experience in the industry. Brendan is currently registered with Lockton RE Capital Markets, LLC. Brendan has Series 7TO, SIE, and Series 63 licenses. Brendan was previously registered with MMC Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/11/2024 - Present
Lockton RE Capital Markets, LLC (NEW YORK NY)
NA
09/18/2019 - 08/13/2021
MMC SECURITIES LLC (Dublin )
BC
Issued 09/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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