Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Robert McMurtrie is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Brendan has over 20 years of experience in the financial services industry. Brendan holds the Series 7, 24, 31, and 63 securities licenses as well as the Series 65 investment advisor representative license. Brendan's previous experience includes roles at Sorrento Pacific Financial, LLC, CUSO Financial Services, LP, AXA Advisors, LLC, MetLife Securities Inc., LPL Financial Corporation, NFP Securities, Inc., LINSCO/Private Ledger Corp., CitiCorp Investment Services, Cal Fed Investments, Morgan Stanley DW Inc., and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
06/23/2021 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
CA
07/16/2019 - 05/21/2021
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
11/20/2017 - 05/21/2021
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
09/20/2012 - 11/17/2017
AXA ADVISORS, LLC (CARLSBAD CA)
CA
01/01/2012 - 08/28/2012
METLIFE SECURITIES INC. (SAN DIEGO CA)
CA
03/30/2009 - 12/23/2009
LPL FINANCIAL CORPORATION (BONSALL CA)
CA
02/14/2006 - 04/01/2009
NFP SECURITIES, INC. (BONSALL CA)
SC
09/09/2004 - 02/06/2006
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
11/10/2003 - 08/25/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
02/05/2003 - 06/02/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
02/20/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
NY
03/02/2001 - 12/12/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
RI
02/16/2000 - 02/26/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 03/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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