Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Shay is a financial advisor with over 20 years of experience in the industry. He is currently registered with Nylife Securities LLC and holds licenses for Series 6, Series 7, and Series 66. Brendan has previously worked with American Express Financial Advisors Inc., IDS Life Insurance Company, and Signator Investors, Inc. Brendan has been a registered representative in several states, including Maryland, Massachusetts, New York, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
10/10/2002 - Present
Nylife Securities LLC (COLUMBIA MD)
MN
08/03/2000 - 07/23/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/03/2000 - 07/23/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
01/21/1999 - 07/25/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 08/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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