Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Patrick Regan is a registered investment advisor representative with Empower Advisory Group, LLC, and has been in the industry since May 4, 2015. Brendan Patrick Regan is also a registered investment advisor in Rhode Island. Previously, Brendan Patrick Regan was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brendan Patrick Regan has passed the Series 7, Series 66, and SIE exams. Brendan Patrick Regan has specializations in retirement planning, college savings plans, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
04/24/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
RI
04/21/2015 - 06/07/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
BOTH
Issued 05/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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