Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Patrick Hughes is a financial advisor with over 30 years of experience in the industry. Brendan is currently registered with Charles Schwab & CO., Inc. in Virginia. Prior to this role, Brendan has held positions at Fidelity Brokerage Services LLC, Legg Mason Wood Walker, Incorporated, American Express Financial Advisors Inc., and NWNL Management Corporation. Brendan has a Series 7, 9, 10, 63, 65, and 66 license, and is a Certified Financial Planner. Brendan specializes in providing financial planning and other services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
VA
09/18/2009 - Present
Charles Schwab & CO., Inc. (Tysons Corner VA)
RI
03/15/2000 - 05/09/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MD
05/14/1999 - 03/01/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
RI
12/01/1993 - 06/02/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MN
06/21/1991 - 12/02/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/21/1991 - 12/02/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CT
02/24/1990 - 04/24/1991
NWNL MANAGEMENT CORPORATION (WINDSOR CT)
VA
03/28/1989 - 04/16/1991
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
BOTH
Issued 09/18/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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