Unclaimed
Brendan Hickey is a financial professional with over 20 years of experience in the industry. Brendan has been registered with Fidelity Brokerage Services LLC since 2009. Brendan is a Series 7, 9, 10, 63, and SIE licensed professional. Brendan is also registered in Kentucky, Massachusetts, Texas and Utah. Brendan was previously registered with National Financial Services LLC and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
02/18/2009 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
07/26/2007 - 12/12/2008
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
09/15/2000 - 06/13/2007
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 10/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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