Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Flaherty is a financial advisor with Janney Montgomery Scott LLC, a firm that manages over $85 billion in assets. Brendan has been in the financial industry since 2004 and is registered with FINRA and the states of New York, Rhode Island, and Texas. Brendan holds Series 7, 9, 10, 66, and SIE licenses, and has been recognized as a Certified Financial Planner. Brendan has been with Janney Montgomery Scott LLC since 2017, having previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bank of America Investment Services, Inc. Brendan is a highly experienced advisor with a proven track record of success in providing financial guidance to a wide range of clients, including individuals, corporations, and charitable organizations. Brendan offers financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
RI
09/06/2017 - Present
Janney Montgomery Scott LLC (Warwick RI)
RI
10/23/2009 - 09/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
RI
02/17/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PROVIDENCE RI)
RI
06/25/2004 - 02/22/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
BOTH
Issued 07/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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