Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Dwyer is a financial advisor with Wells Fargo Clearing Services, LLC in Chesterbrook, PA. Brendan has been in the financial services industry for 20 years. Brendan has a strong background in providing financial planning and portfolio management services to individuals and businesses. Brendan has been registered with FINRA since 2006 and is a registered investment advisor in Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/12/2019 - Present
Wells Fargo Clearing Services, LLC (CHESTERBROOK PA)
PA
04/10/2013 - 10/14/2015
MORGAN STANLEY (DOYLESTOWN PA)
NY
03/24/2011 - 05/16/2011
G-2 TRADING,LLC (NEW YORK NY)
NY
01/06/2011 - 03/24/2011
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
08/03/2010 - 11/30/2010
MAXIM GROUP LLC (NEW YORK NY)
NY
12/07/2009 - 01/27/2010
G-2 TRADING,LLC (NEW YORK NY)
CT
07/06/2009 - 12/02/2009
ACCESS SECURITIES, INC. (STAMFORD CT)
PA
03/17/2008 - 06/23/2009
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
NY
06/01/2006 - 02/25/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/11/2002 - 03/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/01/1997 - 03/04/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
BOTH
Issued 05/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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