Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Dwyer has been in the financial services industry since December 14, 2004. Brendan is currently registered with State Street Global Markets, LLC, and previously held positions at Jefferies LLC, Credit Suisse Securities (USA) LLC, Paloma Securities L.L.C. and Shelby Cullom Davis & Co., L.P.. Brendan is registered in all 50 states as well as Puerto Rico and the Virgin Islands. Brendan holds Series 7 and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/10/2022 - Present
State Street Global Markets, LLC (BOSTON MA)
NY
10/26/2007 - 11/16/2020
JEFFERIES LLC (NEW YORK NY)
NY
06/07/2005 - 10/17/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
06/29/2004 - 05/26/2005
PALOMA SECURITIES L.L.C. (GREENWICH CT)
NY
08/16/1996 - 01/09/1998
SHELBY CULLOM DAVIS & CO., L.P. (NEW YORK NY)
BC
Issued 10/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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