Unclaimed
Brendan Noonan is an active securities representative with Sammons Financial Network, LLC. Brendan's career in the industry began in 2007. Brendan holds licenses for Series 7, Series 31, and SIE exams. Brendan holds Series 66 (Uniform Combined State Law Examination) and is registered with the state of Connecticut and New York. Previous employers include Van Eck Securities Corporation, Legg Mason Investor Services, LLC, Chase Investment Services Corp, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
04/03/2024 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
NY
03/03/2022 - 03/08/2023
VAN ECK SECURITIES CORPORATION (NEW YORK NY)
CT
12/06/2007 - 10/07/2020
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
CT
07/29/2005 - 11/27/2007
CHASE INVESTMENT SERVICES CORP. (STAMFORD CT)
NY
08/27/2004 - 07/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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