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Brendan Noonan

Sammons Financial Network, LLC

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About Brendan Noonan

Brendan Noonan is an active securities representative with Sammons Financial Network, LLC. Brendan's career in the industry began in 2007. Brendan holds licenses for Series 7, Series 31, and SIE exams. Brendan holds Series 66 (Uniform Combined State Law Examination) and is registered with the state of Connecticut and New York. Previous employers include Van Eck Securities Corporation, Legg Mason Investor Services, LLC, Chase Investment Services Corp, and Morgan Stanley DW Inc.

Firm Information

Brendan Noonan is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan Noonan’s Registration & Firm History

IA

04/03/2024 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

NY

03/03/2022 - 03/08/2023

VAN ECK SECURITIES CORPORATION (NEW YORK NY)

CT

12/06/2007 - 10/07/2020

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

CT

07/29/2005 - 11/27/2007

CHASE INVESTMENT SERVICES CORP. (STAMFORD CT)

NY

08/27/2004 - 07/19/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 09/30/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 08/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan Noonan.
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