Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Mullahy is a financial advisor with Jefferies LLC. Brendan has been in the financial services industry since 2002. Brendan has passed numerous exams including the Series 7, Series 24 and the Series 63. In addition to holding a Series 7, Brendan has also passed the Series 21, Series 25, and the SIE exam. Brendan has previous experience with MUFG Securities Americas Inc., Barclays Capital Inc., RBS Securities Inc., and Banc of America Specialist, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/23/2023 - Present
Jefferies LLC (NEW YORK NY)
NY
07/02/2018 - 12/22/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
07/27/2017 - 07/27/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
CT
10/02/2008 - 02/28/2017
RBS SECURITIES INC. (STAMFORD CT)
NY
11/07/2001 - 08/31/2007
BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)
NY
10/01/2000 - 08/17/2001
FLEET MEEHAN SPECIALIST, INC. (NEW YORK NY)
BC
Issued 02/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 07/22/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 03/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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