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Brendan Michael Hodel

Nuveen Securities, LLC

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About Brendan Michael Hodel

Brendan Michael Hodel is a financial advisor at Nuveen Securities, LLC. Brendan has been in the financial services industry since 2013. Brendan holds the Series 7, Series 24, and Series 63 securities licenses. Brendan is also registered with the state of Colorado.

Firm Information

Brendan Hodel is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan Hodel’s Registration & Firm History

CO

01/05/2021 - Present

Nuveen Securities, LLC (Denver CO)

VA

11/21/2017 - 12/23/2020

STARWOOD CAPITAL, L.L.C. (Arlington VA)

NY

11/03/2014 - 07/27/2017

CAREY FINANCIAL, LLC (NEW YORK NY)

NJ

06/24/2013 - 10/20/2014

CALTON & ASSOCIATES, INC. (MATAWAN NJ)

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Licenses & Designations

BC

Issued 07/22/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan Michael Hodel.
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