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Brendan Michael Hall

Fidelity Brokerage Services LLC

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About Brendan Michael Hall

Brendan Michael Hall is a financial advisor with over 20 years of experience in the industry. Brendan Hall is currently registered with Fidelity Brokerage Services LLC and has a Series 6, 7, 9, 10, 26, 63, and SIE license. Brendan Hall is also licensed in Texas. Prior to joining Fidelity Brokerage Services LLC, Brendan Hall was employed by Fidelity Investments Institutional Services Company, Inc.

Firm Information

Brendan Hall is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan Hall’s Registration & Firm History

TX

05/15/2018 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

MA

01/07/2005 - 09/18/2006

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

RI

06/21/2000 - 12/31/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 06/10/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/28/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/07/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/31/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2018

Series 7 - General Securities Representative Examination

BC

Issued 06/20/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brendan Michael Hall.
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