Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Michael Collins is a registered representative with Roosevelt & Cross, Inc. Brendan has been in the securities industry since July 14, 2011. Brendan holds the Series 7, Series 52, Series 53, and Series 63 licenses. Brendan is registered to sell securities in 52 states and the District of Columbia. Brendan was previously employed by Raymond James & Associates, Inc. and Hapoalim Securities USA, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/07/2017 - Present
Roosevelt & Cross, Inc. (NEW YORK NY)
NY
03/06/2014 - 06/07/2017
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK CITY NY)
NY
07/15/2011 - 03/12/2014
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
BC
Issued 11/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/08/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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