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Brendan Michael Carey

ADP Broker-Dealer, Inc.

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About Brendan Michael Carey

Brendan Carey is a financial advisor at ADP Broker-Dealer, Inc. who has been working in the financial services industry since July 9, 2023. Brendan holds Series 63, 6TO, and SIE licenses. Brendan is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 51 states and the District of Columbia.

Firm Information

Brendan Carey is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brendan Carey’s Registration & Firm History

PA

07/10/2023 - Present

ADP Broker-Dealer, Inc. (Allentown PA)

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Licenses & Designations

BC

Issued 07/29/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brendan Michael Carey.
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