Unclaimed
Brendan Carey is a financial advisor at ADP Broker-Dealer, Inc. who has been working in the financial services industry since July 9, 2023. Brendan holds Series 63, 6TO, and SIE licenses. Brendan is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/10/2023 - Present
ADP Broker-Dealer, Inc. (Allentown PA)
BC
Issued 07/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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