Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan McLaughlin is a financial professional with over 27 years of experience in the industry. Brendan is currently registered with Citizens JMP Securities, LLC. Brendan previously worked at CITIZENS CAPITAL MARKETS, MKM PARTNERS LLC, CRT CAPITAL GROUP LLC, PUTNAM LOVELL NBF SECURITIES INC., CIBC WORLD MARKETS CORP., WHEAT, FIRST SECURITIES, INC. and OPPENHEIMER & CO., INC.. Brendan holds FINRA Series 7, 55, 24, 57TO, 99TO, 87, SIE and 63 licenses. Brendan has a broad range of experience in the financial services industry and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
02/17/2023 - Present
Citizens JMP Securities, LLC (STAMFORD CT)
CT
06/15/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (STAMFORD CT)
CT
12/03/2013 - 06/01/2022
MKM PARTNERS LLC (STAMFORD CT)
CT
07/17/2006 - 11/07/2013
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
07/30/2002 - 06/28/2006
PUTNAM LOVELL NBF SECURITIES INC. (MEW YORK NY)
NY
01/30/1996 - 05/16/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NC
08/15/1995 - 12/22/1995
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
03/20/1995 - 07/26/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 04/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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