Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Carroll is a financial professional with over 3 years of experience in the industry. Brendan has a Series 7TO, Series 6TO, and SIE licenses, and is registered in 53 states. Brendan currently works for Prudential Investment Management Services LLC. Prior to that, Brendan worked for ADP BROKER-DEALER, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
07/21/2023 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NJ
11/20/2020 - 07/07/2023
ADP BROKER-DEALER, INC. (FLORHAM PARK NJ)
BC
Issued 12/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/20/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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