Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brendan? Claim Your ProfileBrendan Lynch is a financial professional with over 10 years of experience in the industry. Brendan is currently registered with Barclays Capital Inc. Previously, Brendan worked at SIDOTI & COMPANY, LLC, DAHLMAN ROSE & COMPANY, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Brendan holds FINRA Series 7, 63, 66, 86 and 87 securities licenses. Brendan is licensed in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/18/2018 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
08/09/2012 - 04/24/2015
SIDOTI & COMPANY, LLC (NEW YORK NY)
NY
03/10/2011 - 09/23/2011
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
NY
03/18/2008 - 03/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/24/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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