Unclaimed
Brendan Foley is a registered representative with Vanguard Marketing Corp. Brendan Foley is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses for Series 7, Series 57TO and Series 63 exams. Brendan Foley has been in the securities industry since June 29, 2004.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/30/2004 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 05/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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